Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LMAX Limited (no longer approved here)

    FRN 509778

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jul 2023)
    • CF10 Compliance Oversight (26 Jan 2017 to 8 Dec 2019)
    • CF28 Systems and controls (27 Jul 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.