LMAX Limited

Date authorised
1 April 2013
Companies House
06505809
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    L M A X Group
    Monsoon Building
    1 Nicholas Road
    London
    Kensington And Chelsea
    W11 4AN
    UNITED KINGDOM
    Phone
    +442031922555
    Web
    https://www.lmax.com

  • Complaints Contact

    L M A X Group
    Monsoon Building
    1 Nicholas Road
    London
    Kensington And Chelsea
    W11 4AN
    UNITED KINGDOM
    Phone
    +442031922513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Karakanna

    IRN DXK01229

    • SMF3 Executive Director (since 30 Jan 2023)
    • CF30 Customer (9 Jul 2016 to 8 Dec 2019)
  • Dario Marcello Crispini

    IRN DMC01208

    • CF10 Compliance Oversight (15 Mar 2011 to 14 Sep 2011)
  • David Albert Mercer

    IRN DAM01171

    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 19 Jul 2023)
    • CF1 Director (12 May 2011 to 8 Dec 2019)
    • CF3 Chief Executive (12 May 2011 to 8 Dec 2019)
  • David Sigmund Richards

    IRN DSR01035

    • CF28 Systems and controls (27 Jul 2010 to 9 Aug 2011)
    • CF30 Customer (27 Jul 2010 to 9 Aug 2011)
  • Edmond William Warner

    IRN EWW01005

    • CF2 Non Executive Director (27 Jul 2010 to 8 Dec 2019)
  • Edward James Wray

    IRN EJW01092

    • CF2 Non Executive Director (27 Jul 2010 to 8 Dec 2019)
  • Grant Barry Pomeroy

    IRN GBP01024

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Jun 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (5 Feb 2013 to 8 Dec 2019)
    • CF28 Systems and controls (5 Feb 2013 to 8 Dec 2019)
  • Heather Stewart

    IRN HXS01136

    • CF30 Customer (27 Jul 2010 to 7 Jun 2011)
  • Helene Oyman

    IRN HXO01136

    • CF30 Customer (19 Jul 2013 to 18 Nov 2014)
  • Himesh Patel

    IRN HXP00209

    • [FCA CF] Significant management (since 31 Mar 2023)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.