David Sigmund Richards

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Broking Limited (no longer approved here)

    FRN 485362

    • [FCA CF] Significant management (3 Oct 2022 to 28 Jan 2025)
    • CF30 Customer (11 Sep 2014 to 8 Jan 2016)
  • LMAX Limited (no longer approved here)

    FRN 509778

    • CF30 Customer (27 Jul 2010 to 9 Aug 2011)
    • CF28 Systems and controls (27 Jul 2010 to 9 Aug 2011)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
    • CF26 Customer Trading (3 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (323)CF21 Investment Adviser (24 May 2007 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (323)CF21 Investment Adviser at Novate Global Markets Limited