G.H. FINANCIALS LIMITED

Date authorised
1 April 2013
Companies House
02775278
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +4402076536400
    Web
    https://www.ghfinancials.com

  • Complaints Contact

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +442076536402

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair James Moffatt

    IRN AJM01663

    • CF11 Money Laundering Reporting (3 Mar 2015 to 30 Nov 2018)
    • CF29 Significant management (11 Mar 2013 to 30 Nov 2018)
    • CF28 Systems and controls (11 Mar 2013 to 30 Nov 2018)
  • Andrew Woolley

    IRN AXW01241

    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2003)
  • Anthony James Duffy

    IRN AJD01216

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF26 Customer Trading (19 Dec 2002 to 31 Oct 2007)
  • Antonio Hernandez Laviades

    IRN AXH11414

    • SMF16 Compliance Oversight (3 Feb 2023 to 15 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2023 to 15 Jun 2023)
  • Asress Samuel Asfaw

    IRN ASA01130

    • CF30 Customer (1 Mar 2012 to 8 Dec 2014)
  • Benjamin Frederick Allfree

    IRN BFA01003

    • [FCA CF] Significant management (1 Nov 2022 to 2 Aug 2023)
    • [PRA CF] Key function holder (1 Nov 2021 to 2 Aug 2023)
  • Benjamin John Hepden

    IRN BJH01161

    • SMF3 Executive Director (21 May 2020 to 31 Oct 2022)
    • CF10a CASS Oversight function (2 May 2018 to 8 Dec 2019)
    • CF28 Systems and controls (2 May 2018 to 8 Dec 2019)
  • Cassra Iradj Schahbasi

    IRN CIS01002

    • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2006)
  • Christopher David Kavanagh

    IRN CDK01026

    • CF16 Significant Mgt (Desgntd Investment Business) (30 Jun 2003 to 1 Dec 2004)
  • Clive Edward Lambert

    IRN CEL01016

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.