G.H. FINANCIALS LIMITED

• Principal Place of Business

  St. Martin's House

  3 Priory Court

  Pilgrim Street

  London

  EC4V 6DE

  UNITED KINGDOM

  Phone

  +4402076536400

  Web

  https://www.ghfinancials.com

• Complaints Contact

  St. Martin's House

  3 Priory Court

  Pilgrim Street

  London

  EC4V 6DE

  UNITED KINGDOM

  Phone

  +442076536402

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clive John Penny

  IRN CJP01080

  • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
• David Martin

  IRN DAM01102

  • SMF1 Chief Executive (since 6 Dec 2024)
  • SMF3 Executive Director (since 6 Dec 2024)
  • [FCA CF] Material risk taker (since 31 Mar 2024)
• David Thomas John Griffiths

  IRN DTG01012

  • CF26 Customer Trading (1 Dec 2001 to 28 May 2003)
• Duncan Paterson

  IRN DXP01814

  • CF2 Non Executive Director (15 Jan 2013 to 1 Apr 2018)
• Erkut Ozer

  IRN EXO01025

  • [FCA CF] Client dealing (4 Apr 2023 to 4 Apr 2023)
• Gedon Hertshten

  IRN GXH01225

  • CF2 Non Executive Director (1 Mar 2012 to 11 Dec 2013)
  • CF1 Director (1 Dec 2001 to 1 Mar 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 28 May 2003)
  • CF3 Chief Executive (1 Dec 2001 to 16 Feb 2009)
• Gemma Louise Lloyd

  IRN GLL01016

  • [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2022)
  • CF29 Significant management (12 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
• Gionpaolo Antonio Manzi

  IRN GAM01099

  • CF26 Customer Trading (30 Oct 2002 to 19 Mar 2004)
• Giuseppe Agatino Fiocco

  IRN GXF00059

  • [FCA CF] Significant management (9 Dec 2019 to 3 May 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2022)
• Gregory McMillan

  IRN GXM01572

  • CF26 Customer Trading (1 Oct 2004 to 11 Apr 2005)

No changes recorded yet.