G.H. FINANCIALS LIMITED

• Principal Place of Business

  St. Martin's House

  3 Priory Court

  Pilgrim Street

  London

  EC4V 6DE

  UNITED KINGDOM

  Phone

  +4402076536400

  Web

  https://www.ghfinancials.com

• Complaints Contact

  St. Martin's House

  3 Priory Court

  Pilgrim Street

  London

  EC4V 6DE

  UNITED KINGDOM

  Phone

  +442076536402

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harold Kwamena Daniels

  IRN HKD01009

  • CF26 Customer Trading (1 Jun 2005 to 1 Feb 2006)
• Hugh Paris Cooper

  IRN HPC01003

  • CF2 Non Executive Director (1 Aug 2011 to 1 Jul 2013)
  • CF3 Chief Executive (1 Dec 2001 to 31 Jul 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 28 May 2003)
  • CF1 Director (1 Dec 2001 to 31 Jul 2011)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Ilan Gotsman

  IRN IXG01108

  • CF26 Customer Trading (1 Feb 2004 to 17 Nov 2006)
• Jake Michael Sims

  IRN JMS01467

  • CF30 Customer (6 Oct 2014 to 9 Sep 2016)
• James Edward Aveling

  IRN JEA01034

  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
• Jerome Kemp

  IRN JDK01037

  • [FCA CF] Material risk taker (since 6 Dec 2024)
  • SMF9 Chair of the Governing Body (since 31 Mar 2024)
• John Andrew Ramsay

  IRN JAR01088

  • CF30 Customer (16 May 2014 to 15 Jul 2016)
• John David East

  IRN JDE01023

  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
• John Lewis Foyle

  IRN JLF01030

  • CF2 Non Executive Director (9 Jul 2009 to 31 Dec 2015)
• Julian O'Leary

  IRN JWO01021

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF3 Executive Director (2 Oct 2024 to 25 Feb 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2024)
  • CF29 Significant management (2 Apr 2018 to 8 Dec 2019)
  • CF28 Systems and controls (2 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (2 Feb 2017 to 8 Dec 2019)

No changes recorded yet.