Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
G.H. FINANCIALS LIMITED
FRN 161807
- [PRA CF] Key function holder (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF3 Executive Director (2 Oct 2024 to 25 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2024)
- [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2024)
- CF28 Systems and controls (2 Apr 2018 to 8 Dec 2019)
- CF29 Significant management (2 Apr 2018 to 8 Dec 2019)
- CF30 Customer (2 Feb 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.