Jerome Kemp

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G.H. FINANCIALS LIMITED

    FRN 161807

    • [FCA CF] Material risk taker (since 6 Dec 2024)
    • SMF9 Chair of the Governing Body (since 31 Mar 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Sep 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Sep 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 16 Sep 2020)
    • CF29 Significant management (23 Feb 2015 to 6 Mar 2016)
    • CF30 Customer (18 Feb 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 4 Jan 2011)
    • CF30 Customer (1 Nov 2007 to 4 Jan 2011)
    • CF21 Investment Adviser (2 Oct 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 2 Oct 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (29 Jan 2002 to 30 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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