Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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G.H. FINANCIALS LIMITED
FRN 161807
- SMF1 Chief Executive (since 6 Dec 2024)
- SMF3 Executive Director (since 6 Dec 2024)
- [FCA CF] Material risk taker (since 31 Mar 2024)
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- CF29 Significant management (15 Jun 2011 to 14 May 2014)
- CF30 Customer (1 Nov 2007 to 14 May 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 14 May 2014)
- CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.