Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 6 Dec 2024)
    • SMF3 Executive Director (since 6 Dec 2024)
    • [FCA CF] Material risk taker (since 31 Mar 2024)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (15 Jun 2011 to 14 May 2014)
    • CF30 Customer (1 Nov 2007 to 14 May 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 14 May 2014)
    • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.