Benjamin John Hepden

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRITANNIA GLOBAL MARKETS LIMITED
FRN 114159
- [FCA CF] Material risk taker (since 15 Mar 2024)
- SMF3 Executive Director (since 20 Nov 2023)
- [FCA CF] Significant management (18 Jun 2024 to 21 Feb 2025)
- [FCA CF] Material risk taker (18 Jun 2024 to 18 Feb 2025)
G.H. FINANCIALS LIMITED (no longer approved here)
FRN 161807
- SMF3 Executive Director (21 May 2020 to 31 Oct 2022)
- CF10a CASS Oversight function (2 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (2 May 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.