Steven Martin Niven

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bloomberg Tradebook Europe Limited (no longer approved here)

    FRN 187492

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2023)
    • CF11 Money Laundering Reporting (18 Nov 2015 to 19 Aug 2019)
    • CF10 Compliance Oversight (23 Jul 2014 to 8 Dec 2019)
  • Bloomberg LP (no longer approved here)

    FRN 206006

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 May 2020)
    • CF10 Compliance Oversight (18 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Nov 2015 to 8 Dec 2019)
  • Bloomberg Trading Facility Limited (no longer approved here)

    FRN 629485

    • CF11 Money Laundering Reporting (23 Jul 2015 to 4 Jul 2018)
    • CF10 Compliance Oversight (23 Jul 2015 to 26 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.