Tradeweb Europe Limited

Date authorised
1 April 2013
Companies House
03912826
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fore Street Avenue
    London
    EC2Y 9DT
    UNITED KINGDOM
    Phone
    +442037493310
    Web
    https://www.tradeweb.com

  • Complaints Contact

    1 Fore Street Avenue
    London
    EC2Y 9DT
    UNITED KINGDOM
    Phone
    +442037493310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Data Publishing

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Specialist Trading Venue

    For Eligible Counterparty, Debenture

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rupert Marshall Warmington

    IRN RMW01073

    • CF30 Customer (1 Nov 2007 to 31 Jul 2017)
    • CF26 Customer Trading (28 Oct 2004 to 31 Oct 2007)
  • Sara Maziq

    IRN SXM01635

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
  • Scott David Zucker

    IRN SXZ00021

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Feb 2026)
  • Scott David Zucker

    IRN SDZ01007

    • CF2 Non Executive Director (1 Sep 2015 to 8 Dec 2019)
    • CF1 Director (17 Nov 2009 to 29 May 2014)
  • Serene Saliba Murphy

    IRN SSM01069

    • CF29 Significant management (26 May 2015 to 8 Dec 2019)
  • Simon John Goff

    IRN SJG01184

    • CF26 Customer Trading (21 Apr 2004 to 27 Apr 2007)
    • CF21 Investment Adviser (21 Nov 2003 to 21 Apr 2004)
  • Simon John Maisey

    IRN SJM01460

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
    • CF1 Director (22 May 2014 to 8 Dec 2019)
  • Simon McClean

    IRN SXM01432

    • CF30 Customer (28 Apr 2010 to 2 Jan 2013)
  • Stefano Perinelli

    IRN SXP01316

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
  • Stephen Dean Hall

    IRN SDH01054

    • CF30 Customer (1 Nov 2007 to 7 Mar 2018)
    • CF26 Customer Trading (5 May 2004 to 31 Oct 2007)
    • CF1 Director (5 Mar 2002 to 7 Mar 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 5 May 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 May 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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