Lee Richardson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tradeweb Europe Limited
FRN 193705
- [FCA CF] Client dealing (since 2 Aug 2023)
Tradeweb Execution Services Limited
FRN 921372
- [FCA CF] Client dealing (since 2 Aug 2023)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- [FCA CF] Client dealing (1 Aug 2022 to 30 Mar 2023)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- [FCA CF] Client dealing (31 Oct 2020 to 30 Mar 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.