Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 5 Jul 2021)
- [FCA CF] Manager of certification employee (since 16 Sep 2020)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 5 Jul 2021)
- [FCA CF] Manager of certification employee (since 16 Sep 2020)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
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Liquidnet Europe Limited
FRN 198039
- [FCA CF] Client dealing (since 4 Oct 2022)
- [FCA CF] Manager of certification employee (since 16 Sep 2020)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
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- CF30 Customer (7 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (23 Oct 2014 to 26 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.