Benjamin James Sturgeon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tradeweb Europe Limited
FRN 193705
- [FCA CF] Material risk taker (since 5 Feb 2025)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (31 Jan 2014 to 16 Apr 2015)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (14 Nov 2011 to 19 Nov 2012)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (14 Nov 2011 to 19 Nov 2012)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.