Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradeweb Europe Limited
FRN 193705
- [FCA CF] Client dealing (since 2 Dec 2024)
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Tradeweb Execution Services Limited
FRN 921372
- [FCA CF] Client dealing (since 2 Dec 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
- CF30 Customer (14 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (15 Oct 2013 to 21 Nov 2014)
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- CF30 Customer (20 Apr 2012 to 14 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 23 Mar 2009)
- CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Aug 2003 to 20 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.