Barnaby John Allan Dalton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP

    FRN 433422

    • [FCA CF] Manager of certification employee (since 10 Jan 2022)
    • [FCA CF] Significant management (since 10 Jan 2022)
    • [FCA CF] Material risk taker (since 10 Jan 2022)
  • Tradeweb Execution Services Limited (no longer approved here)

    FRN 921372

    • SMF3 Executive Director (11 Feb 2021 to 29 Oct 2021)
  • Tradeweb Europe Limited (no longer approved here)

    FRN 193705

    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
    • CF29 Significant management (18 Nov 2019 to 8 Dec 2019)
    • CF1 Director (18 Nov 2019 to 8 Dec 2019)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • CF1 Director (11 Jan 2012 to 1 Feb 2019)
    • CF29 Significant management (19 Mar 2009 to 11 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.