Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Clark

  IRN AXC01025

  • [FCA CF] Algorithmic trading (23 Feb 2023 to 1 Feb 2026)
• Aashish Chandarana

  IRN AXC02058

  • CF30 Customer (27 Feb 2008 to 15 Sep 2019)
• Aidan Craig Walter

  IRN AXW00950

  • [FCA CF] Client dealing (since 11 Dec 2024)
• Aina Uvarova

  IRN AXU00046

  • [FCA CF] Algorithmic trading (since 16 Jun 2023)
  • [FCA CF] Client dealing (since 17 Aug 2022)
• Alastair Benedict Protheroe Smith

  IRN ABS01041

  • CF1 Director (10 Oct 2002 to 4 May 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 4 May 2005)
• Alex Samuel Tatchell

  IRN AXT00793

  • [FCA CF] Client dealing (since 8 Aug 2025)
• Alexa Ina Kurschinski

  IRN AXK01232

  • CF21 Investment Adviser (27 Mar 2002 to 15 Aug 2005)
• Alexander Clark

  IRN AJC01253

  • [FCA CF] Algorithmic trading (since 16 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Jul 2013 to 8 Dec 2019)
• Alexandra Thompson

  IRN AXT00377

  • [FCA CF] Manager of certification employee (since 25 Jan 2022)
  • [FCA CF] Client dealing (since 25 Jan 2022)
• Alexandre Marc Christian Guillaume

  IRN AXG01349

  • CF21 Investment Adviser (10 Jul 2002 to 28 Sep 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 Jul 2002 to 20 Jun 2003)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.