Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexis Blair

  IRN AXB01529

  • [FCA CF] Material risk taker (since 4 Nov 2024)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (29 Dec 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)
• Amanda Cherry

  IRN AXC00212

  • [FCA CF] Significant management (9 Dec 2019 to 8 Mar 2023)
• Amar Parmar

  IRN AXP00195

  • [FCA CF] Algorithmic trading (1 Feb 2020 to 29 Oct 2021)
  • [FCA CF] Client dealing (1 Feb 2020 to 29 Oct 2021)
  • [FCA CF] Significant management (1 Feb 2020 to 29 Oct 2021)
• Andrew Joseph Lukas

  IRN AJL01159

  • CF30 Customer (1 Nov 2007 to 24 Jan 2008)
  • CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)
• Andrew Richard Robins

  IRN AXR01134

  • [FCA CF] Manager of certification employee (since 21 Nov 2025)
  • [FCA CF] Significant management (since 17 Nov 2025)
• Anna Christina Hull

  IRN ACP01053

  • CF1 Director (27 Feb 2017 to 4 Oct 2018)
  • CF28 Systems and controls (17 Jul 2014 to 4 Oct 2018)
  • CF29 Significant management (11 Jul 2011 to 29 Mar 2018)
  • CF30 Customer (10 Jun 2008 to 4 Oct 2018)
• Anoosh Lachin

  IRN AXL01139

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 2 Oct 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
  • CF30 Customer (12 Feb 2016 to 8 Dec 2019)
• Anthony James Murray

  IRN AJM01248

  • CF30 Customer (13 Jul 2012 to 5 Dec 2012)
• Anthony James Todd

  IRN AJT01084

  • [FCA CF] Significant management (since 30 Jul 2021)
  • [FCA CF] Material risk taker (since 30 Jul 2021)
  • [FCA CF] Manager of certification employee (since 30 Jul 2021)
  • [FCA CF] Client dealing (since 30 Jul 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (14 Jan 2004 to 31 Oct 2007)
  • CF13 Finance (8 May 2003 to 30 Apr 2004)
  • CF11 Money Laundering Reporting (8 May 2003 to 3 Sep 2004)
  • CF10 Compliance Oversight (8 May 2003 to 30 Nov 2003)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Antonio Julio Lossio Botelho Junior

  IRN AJL01266

  • [FCA CF] Significant management (1 Jan 2020 to 1 Mar 2021)
  • [FCA CF] Client dealing (1 Jan 2020 to 1 Mar 2021)
  • [FCA CF] Algorithmic trading (1 Jan 2020 to 1 Mar 2021)
  • CF30 Customer (12 Sep 2014 to 8 Dec 2019)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.