Anthony James Todd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspect Capital Limited

    FRN 188395

    • [FCA CF] Significant management (since 30 Jul 2021)
    • [FCA CF] Material risk taker (since 30 Jul 2021)
    • [FCA CF] Manager of certification employee (since 30 Jul 2021)
    • [FCA CF] Client dealing (since 30 Jul 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (14 Jan 2004 to 31 Oct 2007)
    • CF13 Finance (8 May 2003 to 30 Apr 2004)
    • CF11 Money Laundering Reporting (8 May 2003 to 3 Sep 2004)
    • CF10 Compliance Oversight (8 May 2003 to 30 Nov 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.