Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 27 Dec 2024)
    • SMF4 Chief Risk (since 13 Aug 2024)
    • CF27 Investment Management (22 Jan 2003 to 16 Jul 2004)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Algorithmic trading (21 May 2019 to 2 Jan 2023)
    • [FCA CF] Manager of certification employee (21 May 2019 to 2 Jan 2023)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • CF1 Director (27 Feb 2017 to 4 Oct 2018)
    • CF28 Systems and controls (17 Jul 2014 to 4 Oct 2018)
    • CF29 Significant management (11 Jul 2011 to 29 Mar 2018)
    • CF30 Customer (10 Jun 2008 to 4 Oct 2018)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF27 Investment Management (16 Jul 2004 to 31 Oct 2007)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF27 Investment Management (22 Jan 2003 to 16 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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