Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Northern Trust Global Investments Limited
FRN 191916
- SMF3 Executive Director (since 27 Dec 2024)
- SMF4 Chief Risk (since 13 Aug 2024)
- CF27 Investment Management (22 Jan 2003 to 16 Jul 2004)
-
- [FCA CF] Algorithmic trading (21 May 2019 to 2 Jan 2023)
- [FCA CF] Manager of certification employee (21 May 2019 to 2 Jan 2023)
-
- CF1 Director (27 Feb 2017 to 4 Oct 2018)
- CF28 Systems and controls (17 Jul 2014 to 4 Oct 2018)
- CF29 Significant management (11 Jul 2011 to 29 Mar 2018)
- CF30 Customer (10 Jun 2008 to 4 Oct 2018)
-
- CF30 Customer (1 Nov 2007 to 2 May 2008)
- CF27 Investment Management (16 Jul 2004 to 31 Oct 2007)
-
- CF27 Investment Management (22 Jan 2003 to 16 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.