Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradeweb Europe Limited (no longer approved here)

    FRN 193705

    • CF1 Director (7 Aug 2009 to 16 Aug 2017)
    • CF29 Significant management (1 Nov 2007 to 16 Aug 2017)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 May 2003 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.