Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2026)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.