Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 Mar 2026)
    • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Mar 2026)
    • [FCA CF] Client dealing (27 Nov 2023 to 30 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 23 Oct 2024)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Sep 2024)
    • [FCA CF] Client dealing (27 Nov 2023 to 30 Sep 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Mar 2022)
    • CF30 Customer (20 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.