TFS VOLBROKER LIMITED

• Principal Place of Business

  110 Bishopsgate

  London

  London

  EC2A 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.traditionicap.com

• Complaints Contact

  Beaufort House

  15 St. Botolph Street

  London

  EC3A 7QX

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice described in article 6(4)(b) of the Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alastair James Moffatt

  IRN AJM01663

  • [FCA CF] Material risk taker (1 Jan 2022 to 22 Jul 2025)
  • [FCA CF] Significant management (31 Mar 2021 to 28 Sep 2025)
  • CF28 Systems and controls (9 Sep 2019 to 8 Dec 2019)
• Andrew Berry

  IRN AXB01446

  • CF1 Director (30 Nov 2010 to 15 Sep 2016)
• Anthia Loupellis

  IRN AXL02207

  • [FCA CF] Client dealing (17 Dec 2020 to 10 Apr 2023)
  • CF30 Customer (13 Jan 2017 to 8 Dec 2019)
• Anthony Murray Belchambers

  IRN AMB01383

  • SMF9 Chair of the Governing Body (since 5 May 2021)
  • Director of firm who is not a certification employee or a SMF manager (2 Nov 2020 to 4 May 2021)
• Arthur Rogers

  IRN AXR02375

  • CF30 Customer (2 Sep 2014 to 31 Dec 2015)
• Bhavna Mianger

  IRN BXM01466

  • CF28 Systems and controls (1 Nov 2007 to 23 May 2008)
  • CF13 Finance (29 Jun 2006 to 31 Oct 2007)
• Bobby Roy Mortlock

  IRN BXM00191

  • [FCA CF] Client dealing (since 20 Jan 2021)
• Bradley Simon Papier

  IRN BXP00111

  • [FCA CF] Client dealing (since 27 Apr 2021)
  • [FCA CF] Algorithmic trading (27 Apr 2021 to 20 Sep 2021)
• Christopher Povey

  IRN CSP01064

  • Director of firm who is not a certification employee or a SMF manager (since 23 Oct 2024)
• Christopher Stewart Rutt

  IRN CSR01086

  • [FCA CF] Significant management (31 Mar 2021 to 4 Nov 2021)
  • CF28 Systems and controls (30 Sep 2019 to 8 Dec 2019)

• TFS-ICAP Currency Options Limited (no longer appointed)

  FRN 208385 · Appointed 12 Feb 2002 · Until 11 Feb 2003

No changes recorded yet.