Christopher Stewart Rutt

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • [FCA CF] Significant management (31 Mar 2021 to 4 Nov 2021)
    • CF28 Systems and controls (30 Sep 2019 to 8 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF3 Executive Director (26 May 2020 to 4 Nov 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 4 Nov 2021)
    • CF28 Systems and controls (30 Sep 2019 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF3 Executive Director (26 May 2020 to 4 Nov 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 4 Nov 2021)
    • CF28 Systems and controls (30 Sep 2019 to 8 Dec 2019)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • SMF3 Executive Director (26 May 2020 to 4 Nov 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 4 Nov 2021)
    • CF28 Systems and controls (30 Sep 2019 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF3 Executive Director (26 May 2020 to 7 Sep 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 7 Sep 2022)
    • CF28 Systems and controls (30 Sep 2019 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF1 Director (8 Jan 2019 to 1 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.