Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Manager of certification employee (since 11 Sep 2024)
- [FCA CF] Material risk taker (since 10 Mar 2021)
- SMF18 Other Overall Responsibility (14 Feb 2020 to 13 Mar 2020)
- CF29 Significant management (1 Oct 2009 to 23 Jul 2015)
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TP ICAP E&C Limited
FRN 146880
- [FCA CF] Manager of certification employee (since 11 Sep 2024)
- [FCA CF] Material risk taker (since 10 Mar 2021)
- SMF18 Other Overall Responsibility (14 Feb 2020 to 13 Mar 2020)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Manager of certification employee (since 11 Sep 2024)
- [FCA CF] Material risk taker (since 10 Mar 2021)
- SMF18 Other Overall Responsibility (22 Jul 2020 to 10 Sep 2024)
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- CF1 Director (30 Nov 2010 to 15 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.