Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
    • [FCA CF] Material risk taker (since 10 Mar 2021)
    • SMF18 Other Overall Responsibility (14 Feb 2020 to 13 Mar 2020)
    • CF29 Significant management (1 Oct 2009 to 23 Jul 2015)
    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
    • [FCA CF] Material risk taker (since 10 Mar 2021)
    • SMF18 Other Overall Responsibility (14 Feb 2020 to 13 Mar 2020)
    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
    • [FCA CF] Material risk taker (since 10 Mar 2021)
    • SMF18 Other Overall Responsibility (22 Jul 2020 to 10 Sep 2024)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF1 Director (30 Nov 2010 to 15 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.