Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 5 May 2021)
    • Director of firm who is not a certification employee or a SMF manager (2 Nov 2020 to 4 May 2021)
  • Saxo Capital Markets UK Ltd (no longer approved here)

    FRN 551422

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 25 Feb 2020)
    • CF2 Non Executive Director (11 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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