iSwap Euro Limited

Date authorised
1 April 2013
Companies House
07282077
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    T P I C A P
    135 Bishopsgate
    London
    City Of London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402070507131
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    T P I C A P
    135 Bishopsgate
    London
    City Of London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402070507131

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary James Smith

    IRN GJS01083

    • CF30 Customer (15 Nov 2011 to 13 Apr 2015)
  • Giles Martin

    IRN GHM01047

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
  • Jamie Brigstock

    IRN JXB03102

    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2020)
    • CF1 Director (26 May 2015 to 8 Dec 2019)
  • Jan Benjamin Kenneth Lundstrom

    IRN JBL01029

    • CF1 Director (2 Sep 2014 to 3 Aug 2018)
  • John Bryan Bradley

    IRN JBB01102

    • CF1 Director (20 Jan 2017 to 22 Feb 2018)
  • John David Nixon

    IRN JXN01332

    • CF1 Director (15 Nov 2011 to 14 Apr 2015)
  • Joseph Nicholas Dervish

    IRN JXD02456

    • CF10 Compliance Oversight (31 Jan 2017 to 13 Jun 2017)
  • Julie Ann Jack

    IRN JAJ01105

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • [FCA CF] Material risk taker (29 Mar 2023 to 3 Jul 2023)
    • CF11 Money Laundering Reporting (9 Dec 2015 to 8 Dec 2019)
  • Kieron Louis Michael Nolan

    IRN KLN00020

    • SMF3 Executive Director (since 13 Jul 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
    • CF3 Chief Executive (28 Nov 2018 to 8 Dec 2019)
  • Laurent Paulhac

    IRN LXP01288

    • CF1 Director (26 May 2015 to 31 Dec 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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