Joseph Nicholas Dervish

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROKERTEC EUROPE LIMITED
FRN 161197
- SMF16 Compliance Oversight (since 7 Sep 2023)
OSTTRA SEF LIMITED (no longer approved here)
FRN 472944
- SMF16 Compliance Oversight (7 Sep 2023 to 10 Oct 2025)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF10 Compliance Oversight (31 Jan 2017 to 13 Jun 2017)
ICAP Global Derivatives Limited (no longer approved here)
FRN 191757
- CF10 Compliance Oversight (31 Jan 2017 to 13 Jun 2017)
iSwap Euro Limited (no longer approved here)
FRN 544874
- CF10 Compliance Oversight (31 Jan 2017 to 13 Jun 2017)
TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- CF10 Compliance Oversight (31 Jan 2017 to 15 Dec 2017)
TP ICAP MTF LIMITED (no longer approved here)
FRN 124341
- CF10 Compliance Oversight (15 Aug 2016 to 13 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.