Julie Ann Jack

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iSwap Euro BV (no longer approved here)

    FRN 986519

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2023 to 1 Apr 2026)
    • [FCA CF] Material risk taker (20 Dec 2023 to 31 Dec 2024)
  • TP ICAP (Europe) SA, London Branch (no longer approved here)

    FRN 992143

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Dec 2023 to 1 Apr 2026)
    • [FCA CF] Material risk taker (12 Dec 2023 to 31 Dec 2024)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • [FCA CF] Material risk taker (29 Mar 2023 to 3 Jul 2023)
    • CF11 Money Laundering Reporting (9 Dec 2015 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • CF11 Money Laundering Reporting (9 Dec 2015 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • CF11 Money Laundering Reporting (9 Aug 2017 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • CF11 Money Laundering Reporting (9 Aug 2017 to 8 Dec 2019)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Apr 2020)
    • CF11 Money Laundering Reporting (9 Dec 2015 to 8 Dec 2019)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • [FCA CF] Material risk taker (29 Mar 2023 to 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • CF11 Money Laundering Reporting (9 Dec 2015 to 8 Dec 2019)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • [FCA CF] Material risk taker (29 Mar 2023 to 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 1 Apr 2026)
    • CF11 Money Laundering Reporting (9 Dec 2015 to 8 Dec 2019)
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