Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
    • CF1 Director (9 Oct 2015 to 8 Dec 2019)
    • CF29 Significant management (17 Mar 2010 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
    • CF1 Director (9 Oct 2015 to 8 Dec 2019)
    • CF29 Significant management (17 Mar 2010 to 8 Dec 2019)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.