iSwap Euro Limited

• Principal Place of Business

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070507131

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070507131

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Mayhew

  IRN LXM01553

  • [FCA CF] Significant management (31 Mar 2021 to 1 Jan 2025)
• Marius Radu Floca

  IRN MXF36042

  • SMF16 Compliance Oversight (since 8 Dec 2021)
  • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
• Mark Pointer

  IRN MXP71152

  • [FCA CF] Material risk taker (since 10 Mar 2021)
• Martin Ryan

  IRN MXR24497

  • [FCA CF] Material risk taker (10 Mar 2021 to 17 Mar 2023)
• Mary Palmer Harman

  IRN MPH01146

  • CF1 Director (1 Jul 2013 to 15 Apr 2015)
• Matthew Richard Hodgson

  IRN MXR01951

  • CF1 Director (15 Nov 2011 to 15 Apr 2015)
• Moinuddin Ahmed

  IRN MXA00618

  • [FCA CF] Material risk taker (31 Mar 2021 to 13 Aug 2021)
• Nicholas John Saggers

  IRN NJS01094

  • CF1 Director (5 Oct 2015 to 30 May 2017)
• Nicholas Peter Hoare

  IRN NPH01046

  • SMF3 Executive Director (since 3 Jun 2020)
  • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2024)
• Nicolas Breteau

  IRN NXB01154

  • SMF3 Executive Director (9 Dec 2019 to 23 Jul 2020)
  • CF1 Director (30 Nov 2018 to 8 Dec 2019)

No changes recorded yet.