Marius Radu Floca

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iSwap Euro BV

    FRN 986519

    • SMF16 Compliance Oversight (since 20 Dec 2023)
    • [FCA CF] Material risk taker (20 Dec 2023 to 31 Dec 2024)
  • TP ICAP (Europe) SA, London Branch

    FRN 992143

    • SMF16 Compliance Oversight (since 12 Dec 2023)
    • [FCA CF] Material risk taker (12 Dec 2023 to 31 Dec 2024)
  • TP ICAP MTF LIMITED

    FRN 124341

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
  • TP ICAP Markets Limited

    FRN 124520

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
  • TP ICAP E&C Limited

    FRN 146880

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
  • TP ICAP Broking Limited

    FRN 154234

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
  • ICAP Global Derivatives Limited

    FRN 191757

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
  • Liquidnet Europe Limited

    FRN 198039

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
  • iSwap Euro Limited

    FRN 544874

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
  • TP ICAP Global Markets Americas LLC

    FRN 549855

    • SMF16 Compliance Oversight (since 8 Dec 2021)
    • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
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Updates to this individual's record on the FCA register.

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