Nicholas John Saggers

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 7 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2025)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Managing a material risk taker (25 May 2022 to 27 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jul 2019 to 27 Nov 2025)
    • [FCA CF] Algorithmic trading (8 Jul 2019 to 27 Nov 2025)
    • [FCA CF] Client dealing (8 Jul 2019 to 27 Nov 2025)
    • [FCA CF] Manager of certification employee (8 Jul 2019 to 27 Nov 2025)
    • [FCA CF] Material risk taker (8 Jul 2019 to 27 Nov 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2019)
    • CF30 Customer (12 Jan 2009 to 6 Mar 2016)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • CF1 Director (5 Oct 2015 to 30 May 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.