Elizabeth Beasley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited

    FRN 171935

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2023)
  • SMBC Derivative Products Limited

    FRN 172073

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2023)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 19 Oct 2025)
    • [FCA CF] Material risk taker (16 Dec 2024 to 19 Oct 2025)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Feb 2022 to 11 Nov 2022)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
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Recent activity

Updates to this individual's record on the FCA register.

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