Elizabeth Beasley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Apr 2016 to 9 Jun 2017)
- CF11 Money Laundering Reporting (20 Mar 2010 to 2 May 2013)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF11 Money Laundering Reporting (20 Jan 2009 to 2 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.