Charles Joseph Bristow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 13 Dec 2022)
    • SMF3 Executive Director (20 Sep 2016 to 13 Dec 2022)
    • CF29 Significant management (17 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • J.P. Morgan Europe Limited

    FRN 124579

    • [FCA CF] Material risk taker (since 13 Dec 2022)
    • CF21 Investment Adviser (1 Nov 2002 to 8 Aug 2005)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 13 Dec 2022)
    • SMF7 Group Entity Senior Manager (21 Jan 2020 to 13 Dec 2022)
    • SMF6 Head of Key Business Areas (7 Mar 2016 to 21 Jan 2020)
    • CF29 Significant management (17 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • CF1 Director (19 Jun 2015 to 30 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.