Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Apr 2019)
    • CF29 Significant management (9 Aug 2013 to 17 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 17 Jul 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Apr 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Apr 2019)
    • CF29 Significant management (9 Aug 2013 to 17 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 17 Jul 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • CF1 Director (15 Nov 2011 to 15 Apr 2015)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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