ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ben Raincock

  IRN BXR01107

  • CF21 Investment Adviser (1 Jul 2003 to 13 Sep 2006)
• Ben Sullivan

  IRN BSS01058

  • [FCA CF] Client dealing (since 31 Oct 2020)
  • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
• Bernadine Ann Burnell

  IRN BAB01089

  • CF28 Systems and controls (9 Jul 2018 to 24 Nov 2019)
• Bradley Ware

  IRN BXW00122

  • [FCA CF] Client dealing (12 Mar 2021 to 31 Dec 2024)
• Bruce Lennard Reed

  IRN BLR01010

  • CF30 Customer (28 Feb 2014 to 13 Feb 2015)
• CARL DOMINIQUE DENNISON

  IRN CDD01046

  • CF30 Customer (14 Feb 2014 to 26 Nov 2014)
• Carla Dawn Grundy

  IRN CDG01057

  • [FCA CF] Significant management (since 28 Sep 2023)
• Caroline McIllwain

  IRN MXC01719

  • CF30 Customer (1 Nov 2007 to 19 Nov 2008)
  • CF21 Investment Adviser (4 Jul 2003 to 31 Oct 2007)
• Charles Henry Gregson

  IRN CHG01037

  • CF2 Non Executive Director (13 Oct 2011 to 28 May 2014)
• Clare Elizabeth Aslett

  IRN CEA01031

  • CF30 Customer (1 Nov 2007 to 14 Mar 2013)
  • CF21 Investment Adviser (20 Oct 2005 to 31 Oct 2007)

No changes recorded yet.