Ben Raincock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Crystal Business Finance Limited (no longer approved here)
FRN 653671
- CF1 Director (AR) (6 Oct 2025 to 5 Dec 2025)
ICC Asset Finance Limited (no longer approved here)
FRN 1040631
- (1)Employed By (6 Oct 2025 to 5 Dec 2025)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- [FCA CF] Client dealing (1 Mar 2023 to 16 May 2023)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (22 Oct 2009 to 30 Apr 2017)
TP ICAP MTF LIMITED (no longer approved here)
FRN 124341
- CF30 Customer (1 Nov 2007 to 15 Sep 2009)
- CF21 Investment Adviser (13 Sep 2006 to 31 Oct 2007)
ICAP Global Derivatives Limited (no longer approved here)
FRN 191757
- CF21 Investment Adviser (1 Jul 2003 to 13 Sep 2006)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF26 Customer Trading (1 Dec 2001 to 9 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.