Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (26 Oct 2006 to 14 Sep 2007)
    • CF11 Money Laundering Reporting (26 Oct 2006 to 14 Sep 2007)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF10 Compliance Oversight (26 Oct 2006 to 14 Sep 2007)
    • CF11 Money Laundering Reporting (26 Oct 2006 to 14 Sep 2007)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF10 Compliance Oversight (26 Oct 2006 to 14 Sep 2007)
    • CF11 Money Laundering Reporting (26 Oct 2006 to 14 Sep 2007)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF10 Compliance Oversight (26 Oct 2006 to 14 Sep 2007)
    • CF11 Money Laundering Reporting (26 Oct 2006 to 14 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.