Castellain Capital LLP

• Principal Place of Business

  34 New Cavendish Street

  London

  W1G 8UB

  UNITED KINGDOM

  Phone

  +4402070341911

  Web

  https://www.castellaincapital.com

• Complaints Contact

  34 New Cavendish Street

  London

  W1G 8UB

  UNITED KINGDOM

  Phone

  +4402070341911

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . ForwardIssue Limited

  IRN XXF01046

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Mar 2010 to 8 Dec 2019)
• Christopher Howard

  IRN CXH84796

  • [FCA CF] Client dealing (11 Jun 2020 to 18 Feb 2021)
• David Moses Gelber

  IRN DXG01235

  • [FCA CF] Client dealing (since 25 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (27 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2010 to 27 Jul 2015)
  • CF11 Money Laundering Reporting (1 Mar 2010 to 8 Dec 2019)
  • CF4 Partner (1 Mar 2010 to 8 Dec 2019)
• Geoffrey Woodman

  IRN GXW01653

  • CF30 Customer (10 Dec 2015 to 13 May 2016)
• Jonathan Naggar

  IRN JXN01314

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Mar 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2010 to 1 Sep 2015)
• Jonathan Peel

  IRN JXP00494

  • [FCA CF] Client dealing (since 20 Sep 2021)
• Pardip Singh Bains

  IRN PSB01108

  • CF30 Customer (15 May 2014 to 17 Feb 2015)
• Paul Brian Glover

  IRN PBG01008

  • CF30 Customer (10 Jan 2014 to 1 Dec 2014)
• Robert Samuel Goldsmith

  IRN RSG01039

  • [FCA CF] Client dealing (since 25 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2010 to 8 Dec 2019)
  • CF4 Partner (1 Mar 2010 to 8 Dec 2019)
• Simon Dalah

  IRN SXD01247

  • SMF27 Partner (since 18 Dec 2021)
  • [FCA CF] Client dealing (since 20 Sep 2021)

No changes recorded yet.