Ardent IFA Limited

• Principal Place of Business

  80 Clifton

  York

  North Yorkshire

  YO30 6BA

  UNITED KINGDOM

  Phone

  +4401904655330

  Web

  https://www.ardentuk.com

• Complaints Contact

  80 Clifton

  York

  North Yorkshire

  YO30 6BA

  UNITED KINGDOM

  Phone

  +441904655330

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · The firm may not broker credit for the purpose of increasing the funds available for investment

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Barbara Ruth Norman

  IRN BRN01021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Christopher John Tordoff

  IRN CJT01098

  • SMF16 Compliance Oversight (since 9 Aug 2022)
  • SMF3 Executive Director (since 9 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2022)
• Daniel Sanderson

  IRN DXS01069

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
• Elain Hughes

  IRN EXH00203

  • SMF3 Executive Director (since 4 Aug 2022)
• Gary O'Brien

  IRN GXO01103

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (22 Jun 2020 to 31 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2024)
  • Responsible for Insurance Mediation (6 Jun 2018 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (27 Jun 2017 to 31 Mar 2024)
  • CF10 Compliance Oversight (27 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
  • CF1 Director (2 Apr 2007 to 8 Dec 2019)
• Graham Jones

  IRN GXJ00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
• Julie Marie Rossington

  IRN JMF01103

  • CF30 Customer (1 Nov 2007 to 7 Jan 2010)
  • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
• Mark Anthony Fisher

  IRN MAF01114

  • 21. Advising or arranging (bringing about) equity release transactions
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 23 Apr 2024)
  • Responsible for Insurance Distribution (since 23 Apr 2024)
  • Responsibility for MCD Intermediation (since 23 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Feb 2020 to 26 Aug 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Apr 2007 to 15 May 2018)
  • CF10 Compliance Oversight (2 Apr 2007 to 8 Apr 2015)
  • CF1 Director (2 Apr 2007 to 8 Dec 2019)
• Michael Carlton Oglesby

  IRN MCO00002

  • SMF3 Executive Director (9 Dec 2019 to 2 Jan 2020)
  • CF30 Customer (28 Jun 2013 to 8 Dec 2019)
  • CF1 Director (2 Apr 2007 to 8 Dec 2019)
• Nick Blake

  IRN NXB22892

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)

• Ebor Mortgages Limited (no longer appointed)

  FRN 932013 · Appointed 14 Aug 2020 · Until 29 Jan 2021

No changes recorded yet.