Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2022)
    • SMF3 Executive Director (since 9 Aug 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (7 Sep 2006 to 17 Jan 2007)
    • CF22 Investment Adviser (Trainee) (21 Apr 2006 to 7 Sep 2006)
  • P J Clifton Financial Services (no longer approved here)

    FRN 121738

    • CF22 Investment Adviser (Trainee) (16 Apr 2003 to 14 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.