Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ardent IFA Limited
FRN 462172
- SMF16 Compliance Oversight (since 9 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2022)
- SMF3 Executive Director (since 9 Aug 2022)
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- CF21 Investment Adviser (7 Sep 2006 to 17 Jan 2007)
- CF22 Investment Adviser (Trainee) (21 Apr 2006 to 7 Sep 2006)
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- CF22 Investment Adviser (Trainee) (16 Apr 2003 to 14 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.