P J Clifton Financial Services

• Principal Place of Business

  P J Clifton Financial Services

  The Paddocks

  Jockey Lane

  Huntington

  York

  YO32 9NE

  UNITED KINGDOM

  Phone

  +4401904643260

• Complaints Contact

  P J Clifton Financial Services

  The Paddocks

  Jockey Lane

  Huntington

  York

  YO32 9NE

  UNITED KINGDOM

  Phone

  +4401904643260

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Gleghorn

  IRN AXG01528

  • CF21 Investment Adviser (10 Dec 2002 to 31 Mar 2003)
• Alan Harry Robert Kirby

  IRN AHK00006

  • CF22 Investment Adviser (Trainee) (7 Jul 2006 to 14 Dec 2006)
• Alan John Walker

  IRN AJW01338

  • CF30 Customer (4 Feb 2009 to 22 Jun 2011)
• Alan Michael Marsden

  IRN AMM00012

  • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2006)
• Andrew David Speechley

  IRN ADS00008

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
• Christopher John Tordoff

  IRN CJT01098

  • CF22 Investment Adviser (Trainee) (16 Apr 2003 to 14 Dec 2006)
• David Ian Orr

  IRN DIO00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 13 Oct 2021)
  • Responsible for Insurance Mediation (21 Aug 2018 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (21 Aug 2018 to 13 Oct 2021)
  • CF30 Customer (11 Jun 2009 to 8 Nov 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2006)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• David William Thompson

  IRN DWT01043

  • SMF27 Partner (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
  • CF4 Partner (14 Sep 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
  • CF21 Investment Adviser (4 Nov 2002 to 31 Oct 2007)
• Howard Howsam

  IRN HXH01098

  • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 31 Jan 2003)
• Ian Michael Chalk

  IRN IMC00007

  • CF4 Partner (1 Dec 2001 to 31 Jul 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Jul 2002)

• Friends Estate Agency (no longer appointed)

  FRN 225042 · Appointed 15 May 2003 · Until 2 Apr 2009

No changes recorded yet.