Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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P J Clifton Financial Services
FRN 121738
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 13 Oct 2021)
- Responsibility for MCD Intermediation (21 Aug 2018 to 13 Oct 2021)
- Responsible for Insurance Mediation (21 Aug 2018 to 30 Sep 2018)
- CF30 Customer (11 Jun 2009 to 8 Nov 2011)
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2006)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.