David William Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P J Clifton Financial Services (no longer approved here)

    FRN 121738

    • SMF27 Partner (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • CF4 Partner (14 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • CF21 Investment Adviser (4 Nov 2002 to 31 Oct 2007)
  • WDS Wealth Management Ltd (no longer approved here)

    FRN 112543

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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