Mark Anthony Fisher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ardent IFA Limited

    FRN 462172

    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 23 Apr 2024)
    • Responsible for Insurance Distribution (since 23 Apr 2024)
    • SMF1 Chief Executive (since 23 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Feb 2020 to 26 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF1 Director (2 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2007 to 8 Apr 2015)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 15 May 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (30 Jan 2006 to 5 Mar 2007)
  • P J Clifton Financial Services (no longer approved here)

    FRN 121738

    • CF21 Investment Adviser (13 May 2004 to 10 Apr 2006)
    • CF22 Investment Adviser (Trainee) (9 Jun 2003 to 13 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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