John Marcus Liddle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Financial Planning Centre Limited

    FRN 222342

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
    • [FCA CF] Client dealing (since 21 Nov 2022)
  • Oakworth Financial Planning Limited (no longer approved here)

    FRN 229355

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2022)
    • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (15 May 2018 to 9 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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